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2Month/20 Hours                                                  Price:265,000

                                                                                     260,000

 

ISO/IEC 42001 Artificial Intelligence Management System — Lead Auditor Training Course


The ISO/IEC 42001 Lead Auditor Training Course equips professionals with the knowledge and skills required to perform audits of Artificial Intelligence Management Systems (AIMS) based on ISO/IEC 42001. This course provides an in-depth understanding of auditing processes, techniques, and best practices, preparing participants to conduct first, second, and third-party audits in accordance with ISO 19011 and ISO/IEC 17021-1.


Key Learnings

Upon completion of this course, participants will:

  • Explain the fundamental concepts and principles of an AI management system based on ISO/IEC 42001
  • Interpret the ISO/IEC 42001 requirements for an AI management system from the perspective of an auditor
  • Evaluate the AI management system conformity to ISO/IEC 42001 requirements in accordance with the fundamental audit concepts and principles
  • Plan, conduct, and close an ISO/IEC 42001 compliance audit, in accordance with ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and other best practices of auditing
  • Manage an ISO/IEC 42001 audit program 

Course Content

Module 1: Introduction to ISO/IEC 42001 and Artificial Intelligence Management Systems

  • Overview of Artificial Intelligence (AI) and its impact on industries
  • Understanding ISO/IEC 42001 standard requirements
  • Key components of an Artificial Intelligence Management System (AIMS)
  • Introduction to AI ethics, governance, and risk management frameworks
  • Purpose and benefits of ISO/IEC 42001 certification

Module 2: Fundamental Audit Concepts and Principles

  • Overview of audit standards: ISO 19011 and ISO/IEC 17021-1
  • Auditing principles: impartiality, confidentiality, and due diligence
  • Types of audits: first-party, second-party, and third-party audits
  • Overview of AIMS auditing process: planning, conducting, reporting, and follow-up

Module 3: Preparation for the ISO/IEC 42001 AIMS Audit

  • Understanding the audit lifecycle: audit scope, objectives, and criteria
  • Audit planning: resources, time management, and documentation review
  • Risk-based auditing in AI systems
  • Developing checklists and audit questionnaires for AIMS
  • Pre-audit preparations and team assignments

Module 4: Conducting the Audit

  • Opening meetings: establishing communication and defining audit scope
  • Interviewing and gathering evidence from AI system stakeholders
  • Auditing key areas: data governance, risk management, ethics, compliance
  • Sampling techniques and audit data collection methods
  • Managing audit team members and dividing responsibilities
  • Recording audit observations and findings

Module 5: Reporting the Audit Findings

  • Preparing the audit report: format and structure
  • Writing non-conformities, observations, and areas for improvement
  • Classifying audit findings based on ISO/IEC 42001 compliance
  • Conducting the closing meeting: presenting findings and recommendations
  • Follow-up and corrective actions for non-conformities
  • Ensuring continuous improvement in AIMS

Module 6: Lead Auditor Responsibilities and Managing the Audit Program

  • Role and responsibilities of the lead auditor
  • Managing the audit team and resolving conflicts
  • Ensuring consistency and integrity throughout the audit process
  • Conducting follow-up audits and verifying corrective actions
  • Continuous monitoring and improvement of audit processes
  • Case studies: Real-world scenarios of AI system audits

Who Should Attend?

This training course is intended for:

  • Individuals with a background in auditing, whether internal or external, seeking to specialize in auditing AI management system
  • Managers or consultants seeking to master the AI management system audit process
  • Individuals responsible for maintaining conformity with the AI management system requirements in an organization
  • Expert advisors in AI management
  • Professionals involved in analyzing and understanding business requirements for AI implementation
  • Individuals involved in the development and implementation of AI solutions and in designing the architecture of AI systems

Career Path

  • ISO/IEC 42001 Certified Lead Auditor
  • AI System Compliance Auditor
  • AI Governance and Risk Management Consultant
  • AI Audit Manager
  • AI Ethics and Compliance Officer
  • AI Systems Governance Specialist

Prerequisites 

The main requirement for participating in this training course is having a fundamental understanding of ISO/IEC 42001 and AI principles and concepts.


International Student Fees: USD975$


PECB Examination Fees not Included


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