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2Month/20 Hours Price:265,000
260,000
ISO/IEC 42001 Artificial Intelligence Management System — Lead Auditor Training Course
The ISO/IEC 42001 Lead Auditor Training Course equips professionals with the knowledge and skills required to perform audits of Artificial Intelligence Management Systems (AIMS) based on ISO/IEC 42001. This course provides an in-depth understanding of auditing processes, techniques, and best practices, preparing participants to conduct first, second, and third-party audits in accordance with ISO 19011 and ISO/IEC 17021-1.
Key Learnings
Upon completion of this course, participants will:
- Explain the fundamental concepts and principles of an AI management system based on ISO/IEC 42001
- Interpret the ISO/IEC 42001 requirements for an AI management system from the perspective of an auditor
- Evaluate the AI management system conformity to ISO/IEC 42001 requirements in accordance with the fundamental audit concepts and principles
- Plan, conduct, and close an ISO/IEC 42001 compliance audit, in accordance with ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and other best practices of auditing
- Manage an ISO/IEC 42001 audit program
Module 1: Introduction to ISO/IEC 42001 and Artificial Intelligence Management Systems
- Overview of Artificial Intelligence (AI) and its impact on industries
- Understanding ISO/IEC 42001 standard requirements
- Key components of an Artificial Intelligence Management System (AIMS)
- Introduction to AI ethics, governance, and risk management frameworks
- Purpose and benefits of ISO/IEC 42001 certification
Module 2: Fundamental Audit Concepts and Principles
- Overview of audit standards: ISO 19011 and ISO/IEC 17021-1
- Auditing principles: impartiality, confidentiality, and due diligence
- Types of audits: first-party, second-party, and third-party audits
- Overview of AIMS auditing process: planning, conducting, reporting, and follow-up
Module 3: Preparation for the ISO/IEC 42001 AIMS Audit
- Understanding the audit lifecycle: audit scope, objectives, and criteria
- Audit planning: resources, time management, and documentation review
- Risk-based auditing in AI systems
- Developing checklists and audit questionnaires for AIMS
- Pre-audit preparations and team assignments
Module 4: Conducting the Audit
- Opening meetings: establishing communication and defining audit scope
- Interviewing and gathering evidence from AI system stakeholders
- Auditing key areas: data governance, risk management, ethics, compliance
- Sampling techniques and audit data collection methods
- Managing audit team members and dividing responsibilities
- Recording audit observations and findings
Module 5: Reporting the Audit Findings
- Preparing the audit report: format and structure
- Writing non-conformities, observations, and areas for improvement
- Classifying audit findings based on ISO/IEC 42001 compliance
- Conducting the closing meeting: presenting findings and recommendations
- Follow-up and corrective actions for non-conformities
- Ensuring continuous improvement in AIMS
Module 6: Lead Auditor Responsibilities and Managing the Audit Program
- Role and responsibilities of the lead auditor
- Managing the audit team and resolving conflicts
- Ensuring consistency and integrity throughout the audit process
- Conducting follow-up audits and verifying corrective actions
- Continuous monitoring and improvement of audit processes
- Case studies: Real-world scenarios of AI system audits
Who Should Attend?
This training course is intended for:
- Individuals with a background in auditing, whether internal or external, seeking to specialize in auditing AI management system
- Managers or consultants seeking to master the AI management system audit process
- Individuals responsible for maintaining conformity with the AI management system requirements in an organization
- Expert advisors in AI management
- Professionals involved in analyzing and understanding business requirements for AI implementation
- Individuals involved in the development and implementation of AI solutions and in designing the architecture of AI systems
Career Path
- ISO/IEC 42001 Certified Lead Auditor
- AI System Compliance Auditor
- AI Governance and Risk Management Consultant
- AI Audit Manager
- AI Ethics and Compliance Officer
- AI Systems Governance Specialist
The main requirement for participating in this training course is having a fundamental understanding of ISO/IEC 42001 and AI principles and concepts.
International Student Fees: USD975$
PECB Examination Fees not Included
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